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Client Identification Plan
Third Party Payment Disclosure
SEC Order Execution/Routing Disclosure
ADV Part 2A
MSRB Information for Municipal Advisory Clients
MSRB Information for Municipal Investors

ERISA Section 408 (b)(2)
Social Media
Understanding Mutual Fund Share Classes
Characteristics & Risks of Standardized Options
Investors Rights and Responsibilities
Frequently Asked Questions
Penny Stock Disclosure
Day Trading Disclosure

Click here to review Raymond James' disclosure on SEC Required Order Execution and Order Routing Information. 

 

 
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