Disclosures

Harbor Financial is committed to providing clients with the information they need to make informed investment decisions. The following pages include important information that clients may wish to consider when making investments with your Harbor Financial advisor:

Privacy
Business Continuity Statement
Client Identification Plan
Third Party Payment Disclosure
SEC Order Execution/Routing Disclosure
ADV Part 2A
MSRB Information for Municipal Advisory Clients
MSRB Information for Municipal Investors

ERISA Section 408 (b)(2)
Social Media
Understanding Mutual Fund Share Classes
Characteristics & Risks of Standardized Options
Investors Rights and Responsibilities
Frequently Asked Questions
Penny Stock Disclosure
Day Trading Disclosure

Please contact us today for more information on the firm or for more information on the closest branch office to your specific location.

 

 
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